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Code of Cooperation
 

Constructing a Code of Cooperation

  1. What is a Code of Cooperation?
  2. Why is a Code of Cooperation important?
  3. How might you help your teams create a Code of Cooperation?
  4. Under what conditions will the group internalize the norms?

1) What is a Code of Cooperation?
A code of cooperation for a team is a set of norms, e.g., standards, rules, that is developed by that team. The norms describe expected behavior for individual members of the team and for the team as a whole. A code of cooperation may include expected penalties for failure to adhere to the norms. When a team is experiencing problems, the team (or the team and a facilitator) may refer to the code of cooperation for guidance in resolving problems.

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2) Why is a Code of Cooperation important?
In a traditional lecture class where students listen to lectures in class and work individually on homework assignments outside of class, there are known/accepted/standard rules for expected behavior. In a class where significant amounts of work will be done in teams, each team may lack a set of norms for expected behavior. Each member of the team may have expectations for behavior. Unless these individual expectations are communicated and the team develops a code of cooperation, problems may develop because one member may unknowingly fail to fulfill expectations of other members. For example, several members of a team may expect everyone to show up for meetings on time and prepare. However, one or more members may not realize these expectations, may unwittingly fail to fulfill these expectations, and may cause conflict within the team. Therefore, it is important that the expectations of each member are made explicit and the team work through the exercise of building a code of cooperation from these individual expectations.

Also, when team conflicts escalate to the point where they require the instructor to serve as a facilitator, it is very helpful if the instructor can refer to the team's code of cooperation when working with the team.

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3) How might you help your teams create a Code of Cooperation?
The ability of a team to develop a code of cooperation that will help them to resolve conflicts at a later point in time depends on the maturity of the students, the amount of prior team experience, and the mechanisms that instructors have established for assigning grades to team assignments. So suggestions to instructors depend on these factors.
The first suggestion is that instructors don't provide examples of codes of cooperation prior to the exercise where teams develop a code of cooperation. The experience of several instructors is that students return the examples to the instructor in a relatively unmodified form without going through the hard work of developing a code of cooperation for their team and their situation.

It is suggested that teams develop their code as a design exercise, i.e., creating an object that solves a problem. Ask each team to develop a consensus list of a small number, e.g., five, behaviors or practices by their teammates that have been or potentially could be problems or interfere with the team effort. Requiring them to pick a small number encourages dialog and helps them determine the most important potential problems for each group.

Next, ask them to turn these into positive statements, e.g., "Coming late or missing meeting." becomes "Attend all meetings and be on time." At this point, the instructor may talk about codes of cooperation, possibly providing one or two examples of individual norms, and suggest that the positive statements they have developed could become the basis for a code of cooperation. Ask the teams to consider other potentially troublesome behaviors, generate additional positive statements, and finally agree to adopt their code as a guide for their team activities.

One challenge is the degree to which students take the task of establishing a code of cooperation seriously. If the students have had previous classes that relied extensively on teams, then it is likely that they will take the task of establishing a useful code of cooperation seriously. Instructors of first-year students have often noted that the first iteration of a code of cooperation contains a number of motherhood-and-apple-pie statements. They sound nice, but the students don't really expect problems to arise. In situations like these instructors can help the students by asking them to construct version 2.0 of the code of cooperation after they have been working together for a few weeks or as expectations move out of the honeymoon and into reality. Instructors tend to notice that version 2.0 contains explicit penalties for failure to meet expectations. For example, a revised element of the code of cooperation may state that a person's name will be omitted from the team assignment if the person did not show up for the meeting and contribute to the assignment. The instructor must consider maturity and prior team experience in guiding teams in developing a code of cooperation.

Another factor is the degree to which students take a code of cooperation seriously is the mechanisms that the instructor has established to monitor team progress and grade team assignments. If the instructor awards each member of the team the same grade, then the problem of "slackers", i.e., where one or team members contribute little or nothing and attempt to ride on the coattails of the other members, will be exacerbated. If team members know that instructors will award different grades to individuals, then their motivation to develop a useful code of cooperation, e.g., a code in which the failure of a member to contribute is explicitly addressed, is increased. One approach to awarding individually differentiated grades for team assignments is to employ peer assessment. Also, instructors need to provide explicit permission for teams to attend to recalcitrant members. For examples, instructors can establish a process through which a team can "fire" a member or an individual can "resign" if the situation warrants. Individually differentiated grades and "firing" policies provide external support for teams that are concerned about members who fail to contribute.

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4) Under what conditions will the group internalize the norms?
Following a process similar to the answer for question three appears to establish the conditions that Johnson and Johnson [1, p. 266] have identified for internalizing group norms.

  • Feel a sense of ownership for the norms. Ownership is usually established through involvement in establishing the norms.
  • Recognize that the norms exist, see the other members accepting and following the norms, and feel some commitment to the norms.
  • See the norms as helping accomplish the goals to which member are committed. It is helpful, therefore, for a group to clarify how conformity to a norm will help goal accomplishments.
  • Enforce the norms on each other immediately after a violation. Consistent enforcement enhances both understanding of the norms and commitment to them.
  • See appropriate models and examples of conforming to the norms and have a chance to practice the desired behaviors.
  • Perceive that the norms are flexible so that at any time more appropriate norms can be substituted to increase group effectiveness.
  • Import cultural norms that promote goal accomplishment and group maintenance and growth into the group.

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References for Further Information
  1. Johnson, David W. and Frank P. Johnson, Joining Together: Group Theory and Group Skills, seventh edition, Boston, Allyn and Bacon, 2000
  2. Scholtes, P. R., et. al., The Team Handbook: How to Use Teams to Improve Quality, Joiner Associates, Inc., 1988